Core Module

2a. FCA Finalised Guidance 2019-2021 (2aCM-FCA Final-IFA)


Description
This course focuses on the details of the FCA's finalised guidance issued on the 23rd February 2021
Content
  • Intro to the FCA _ Regulation.mp4
  • 2019 Definitions & States of vulnerability
  • It's OK... We're here to help
  • 2019 Detriment, Principles & Outcomes
  • 2019 Cultural Transformation of the Finance Industry
  • Consultation Paper (2020)
  • Give a definition of vulnerability - Discussion
  • How equipped do you feel? - Discussion
  • Vulnerability Terms of Reference Test
  • Responsibility of Firms Test
  • Reflection & Feedback Survey
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: 1 year
Prerequisites